Royal Alliance Associates, Inc.

Royal Alliance Associates, Inc. is a registered NASD broker-dealer and SIPC member whose registered representatives are all independent, with offices in every state in the country. Headquartered in New York City, Royal Alliance is part of the SunAmerica Financial Network. SunAmerica’s six wholly-owned broker-dealers comprise the nation’s largest network of independently registered representatives with more than 9,700 representatives under contract. Royal Alliance is the largest of the SunAmerica broker-dealers and provides investment product selection, backoffice service, support and technology to over 3,800 investment professionals. Royal Alliance representatives offer one of the broadest choices of financial products in the industry including mutual funds, annuities, trust services, fee-based investment advisory services and, of course, stocks and bonds. Although Royal Alliance is a national firm, the company operates under the belief that your primary investment relationship should be with a local professional. That is why Royal Alliance has attracted some of the most entrepreneurial, independent investment professionals in the nation. Royal Alliance provides them the freedom to run their businesses as they see fit while adhering to regulatory parameters and unencumbered by the demands and complexities of a large sales organization. Of course, even the most fiercely independent business people need support. Royal Alliance’s state of the art VISION2020 broker workstation provides its investment professionals with complete account monitoring and administrative services in a secure workstation environment and is Y2K compliant. Security transactions are cleared through Pershing, Division of Donaldson, Lufkin and Jenrette Securities Corporation, the largest firm of its kind in the country.

SunAmerica

SunAmerica provides high-quality retirement savings products and investment services to millions of Americans saving for retirement through its wholly-owned subsidiaries. Some of the products and services offered by SunAmerica include fixed and variable annuities, mutual funds, investment counseling, trust services, and guaranteed investment contracts. SunAmerica Inc. became a wholly owned subsidiary of American International Group, Inc. (AIG) in an acquisition effective January 1, 1999.

AIG

AIG is the leading U.S.-based international insurance organization and among the largest underwriters of commercial and industrial insurance in the United States. Its member companies write property, casualty, marine, life and financial services insurance in approximately 130 countries and jurisdictions, and are engaged in a wide range of financial services businesses. American International Group, Inc.'s common stock is listed on the New York Stock Exchange, as well as the stock exchanges in London, Paris, Switzerland and Tokyo. AIG’s balance sheet, cash flow and financial condition are extremely strong. AIG holds the highest ratings from the principal rating services for claims paying ability, and ranks first in net profits by a wide margin among all U.S.-based insurance organizations and 15th among all U.S. public corporations in 1998 in market capitalization.

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Plaza 600 Building : 600 Stewart Street : Suite 1210 : Seattle, WA 98101
Telephone 206.448.7878 : Facsimile 206.448.3589
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